Five Star award winner David G. Hanson CFP® AIF® ChFC®

PROFESSIONAL ACCOMPLISHMENTS

AWARDS

Five Star Wealth Manager award winner 2012-2013, 2015-2020

David Hanson served in the United States Navy before being honorably discharged in 1977. He is a graduate of the University of Texas where he participated in the Silver Spurs organization. David earned his CERTIFIED FINANCIAL PLANNER™ designation from the College of Financial Planning in 1988. Continuing his education, he earned his Accredited Investment Fiduciary^® designation in 2011. He was voted one of the Outstanding Young Men in America in 1988. In addition, he has been quoted in the Houston Chronicle, Chicago Tribune, San Francisco Examiner, Wall Street Journal and the Medical Economics professional journals.

David has provided seminars to companies such as Exxon, Champion International and Baylor College of Medicine. He has been featured for special segments dealing with the stock market at KHOU-TX Channel 11. Previously, David has testified before the Texas Securities Board and has served as the Chairman, President for the Houston Chapter of the Institute for Certified Financial Planners.

January 2009, David became one of 10 members of the Advisory Council for Securities America, Inc. being selected from the top 350 advisors. He was also a founder of the Retirement Plan Advisory Board at Securities America.

David earned his Chartered Financial Consultant designation from the American College of Financial Services in 2020.

David serves on the Goodwill Industries Business Advisory Council. He and his wife Valerie, have two sons, Blake and Trevor. David is a lifetime member of the Houston Live Stock and Rodeo and is actively involved with the International Committee.

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This award was issued on 7/1/20 by Five Star Professional (FSP) for the time period 09/30/2019 through 04/17/2020. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 3219 Houston-area wealth managers were considered for the award; 174 (5% of candidates) were named 2020 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2019: 2992, 209, 7%, 7/1/19, 10/15/18 - 4/26/19; 2018: 3114, 218, 7%, 7/1/18, 10/27/17 - 5/21/18; 2017: 2000, 228, 11%, 7/1/17, 10/24/16 - 5/24/17; 2016: 1763, 437, 25%, 6/1/16, 10/16/15 - 5/16/16; 2015: 2289, 408, 18%, 7/1/15, 10/16/14 - 5/16/15; 2014: 3958, 410, 10%, 7/1/14, 10/16/13 - 5/16/14; 2013: 3001, 504, 17%, 8/1/13, 10/16/12 - 5/16/13; 2012: 2105, 425, 20%, 7/1/12, 10/16/11 - 5/16/12.

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Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria-required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria-considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance . Wealth Managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.