Five Star award winner Joseph Foxworth

PROFESSIONAL PROFILE

Contact Me

Joseph Foxworth

Financial Planner

ALA Financial Group

3 Greenway Plz Ste 1500

Houston, TX 77046

Office: 713-993-0687

Cell: 832-216-8548

jfoxworth@financialguide.com
https://www.alafinancialgroup.com

Professional Approach

Joseph Tyler Foxworth is ALA’s Investment Specialist, Financial Planner/Adviser, and Partner of the ALA Financial Group. In 2008 after seeing how financial planning can impact people's lives, Joseph began his financial services career as a financial adviser specializing in comprehensive financial planning. As a former business owner who sold his business, he wished he had the guidance he provides today.

In 2013 Joseph joined ALA Financial Group as a Financial Adviser, Investment Specialist, and Partner. Joseph's passion lies in helping clients succeed in all aspects of their financial life. Joseph looks from a foundational point of view for each client and spends the time to determine each client’s specific needs. His process is all about putting his client’s needs and desires first, while pulling from his first-hand knowledge and experience to help individuals and business owners weigh the advantages and drawbacks of the financial decisions they will make, every day.

Joseph's trusted expertise and professionalism, and his ability to access a wide variety of products and services, enable him to truly help his individual and business clients with retirement, small business planning, education, long-term care insurance, disability income insurance policies, and investment strategies.

Joseph Foxworth is a registered representative of and offers securities and investment advisory services through MML Investors Services, LLC. Member SIPC. (www.sipc.org). Supervisory Office: 3 Greenway Plaza, Suite 1500, Houston, TX 77046. Phone: (713) 402-3800. CA Insurance License # 0L79790 , Domiciled in TX. ALA Financial Group, LLC is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies.

Joseph's Expertise Includes:

Estate and Business Planning
Tax Reduction Strategies
Retirement Accumulation/Distribution
College Funding Strategies
Life Insurance
Investments
Pension Distribution/Allocation
Disability and Long Term Care Income Strategies
Social Security Analysis
401(k) Rollover

The FIVE STAR Award is granted by Five Star Professional, an independent 3rd party marketing firm. This award is not indicative of future performance or success and stems from nominations by industry professionals in a given market area and based upon objective criteria including retention rates, client assets administered, firm review and favorable regulatory and complaint history.

See Accomplishments

This award was issued on 07/01/2023 by Five Star Professional (FSP) for the time period 10/10/2022 through 05/05/2023. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 3,347 Houston-area wealth managers were considered for the award; 179 (2% of candidates) were named 2023 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2022: 3215, 176, 5%, 7/1/22, 9/20/21 - 4/8/22; 2021: 3133, 173, 6%, 7/1/21, 9/14/20 - 4/30/21; 2020: 3219, 174, 5%, 7/1/20, 9/30/19 - 4/17/20; 2019: 2,992, 209, 7%, 7/1/19, 10/15/18 - 4/26/19; 2018: 3,114, 218, 7%, 7/1/18, 10/27/17 - 5/21/18; 2017: 2,000, 228, 11%, 7/1/17, 10/24/16 - 5/24/17; 2016: 1,763, 437, 25%, 6/1/16, 10/16/15 - 5/16/16; 2015: 2,289, 408, 18%, 7/1/15, 10/16/14 - 5/16/15; 2014: 3,958, 410, 10%, 7/1/14, 10/16/13 - 5/16/14; 2013: 3,001, 504, 17%, 8/1/13, 10/16/12 - 5/16/13; 2012: 2,105, 425, 20%, 7/1/12, 10/16/11 - 5/16/12.

Click to access BrokerCheck

Securities, investment advisory and financial planning services offered by duly authorized Registered Representatives of MML Investors Services, LLC., Member SIPC. Supervisory office: Three Greenway Plaza, Suite 1500, Houston, TX 77046, (713) 402-3800. ALA Financial Group, LLC is not an affiliate or subsidiary of MML Investors Services, LLC.

CA Insurance License # 0L79790 , Domiciled in TX.
CRN202606-4620329

Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria-required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria-considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance . Wealth Managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.